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+48 506 055 412

BANKING

INSURANCE

CAPITAL MARKETS

Broad Perspective

We help you look at problems from a distance, capturing all aspects related to the dynamic changes occurring in financial sector organizations. We have encountered and resolved issues similar to yours many times, and with twenty years of experience in risk management across all economic sectors, we can view your challenges from a broader perspective than an advisor who only understands your point of view.

We are well-versed in the regulatory requirements and specificities of the financial sector. We work with suppliers to financial institutions and help manage risks in supply chains. In our professional practice, we have also collaborated with the largest public sector institutions, regulators, and organizations playing a central role in managing the financial system.

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Compliance and Risk Assessment

We conduct compliance assessments with legal regulations and supervisory institution recommendations. We also analyze adherence to best practices (NIST, COBIT), international standards (ISO), and contractual requirements, such as avoiding conflicts of interest, ICT security, and information protection. We offer an analysis of the compliance levels of your organization, suppliers, and business partners.

We are independent and principled in adhering to our values, ensuring complete impartiality. Our assessment not only provides a final diagnosis and risk evaluation for your organization but also includes recommendations for improvement actions. We highlight not only where we identified issues and their potential impacts but also propose solutions.

Koordynacja wdrożenia zmian lub rekomendacji

Identifying issues and recommending corrective actions is just the beginning. Even the best intentions and plans can be disrupted during implementation due to haste, misunderstanding of objectives, or simple human negligence. We provide expert support during the implementation of recommendations and a final assessment of their correctness and effectiveness. If we identify any risks to the implementation process during our consultation, we openly highlight them along with our evaluation.

We also offer coordination of the implementation process (Project Office) and expert support for internal auditors if your organization wishes to assess the correctness and effectiveness of the implementation independently.

Internal Regulations Alignment

Implementing coherent and purposeful changes in internal regulations can be overwhelming, especially for financial entities subject to numerous laws and recommendations.

We offer a service for organizing and aligning internal regulations to ensure compliance with standards (e.g., ISO 27001, ISO 22301), legal acts (DORA regulation and RTS, GDPR, AML Act, Securities Trading Act, SWIFT requirements, KNF and EBA recommendations) while maintaining internal consistency. In our work, we adhere to the principle of avoiding excessive internal legislation. As a result, the system of internal legal acts becomes more transparent, comprehensible, and thus more understandable for employees.

Comprehensive Security Management

The financial sector, encompassing banking, insurance, and capital markets, has been undergoing a significant technological and organizational revolution in recent years. This transformation necessitates the simultaneous implementation of numerous changes in strategy, operational processes, internal regulations, and security measures. With our extensive experience collaborating with financial entities, we can comprehensively address the associated challenges, define action objectives, develop a project plan, and support you throughout its execution. If we identify any risks during our consultation, we openly highlight them along with our evaluation.

We understand that every company prioritizes operational security. We adopt a holistic approach to security management, carefully monitoring and analyzing the ongoing technological race driven by increasing digitization and the rapid integration of artificial intelligence (AI) into daily operations.

We ensure that the pursuit of cybersecurity for products and services does not overshadow other critical aspects of security: physical, operational, and legal. We focus on incident management (not just cybersecurity), crisis management, business continuity management (BCM), and disaster recovery.

Our team of experts, with their rich and complementary experience and skills, provides support in every situation—regardless of the challenges you face.

CONTACT

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